By the end of this course, you will be able to:

• Define RegTech and explain its significance in modern regulatory environments

• Understand how emerging technologies are used to meet compliance goals

• Explore the regulatory lifecycle and where RegTech fits into it

• Analyze the impact of RegTech on AML, KYC, fraud prevention, and reporting

• Evaluate vendor solutions and platforms for different use cases

• Address legal, ethical, and security considerations in RegTech adoption

Course Syllabus

Module 1: Introduction to RegTech

• What is RegTech?

• Evolution and Drivers of RegTech

• RegTech vs FinTech vs SupTech

Module 2: Key Regulatory Challenges

• Regulatory Overload and Cost Pressures

• AML/KYC Requirements

• GDPR, MiFID II, Basel III, FATF

Module 3: Technologies Powering RegTech

• AI and Machine Learning

• Natural Language Processing

• Blockchain and Smart Contracts

• Big Data and Analytics

• Robotic Process Automation (RPA)

Module 4: RegTech Use Cases and Solutions

• Customer Onboarding and Identity Verification

• Transaction Monitoring and AML Detection

• Regulatory Reporting Automation

• Fraud Prevention and Cybersecurity Compliance

Module 5: RegTech in Practice

• Case Studies: HSBC, Revolut, Fenergo, ComplyAdvantage

• Cloud-Based RegTech Platforms

• API Integration with Banking Systems

Module 6: Regulatory Lifecycle and Implementation

• Risk Assessment and Mapping

• Vendor Evaluation and Due Diligence

• Integrating RegTech with Legacy Systems

• Building a RegTech Adoption Roadmap

Module 7: Governance, Ethics, and Regulation of RegTech

• Data Privacy and Consent (GDPR, CCPA)

• AI Ethics and Bias in Algorithms

• Regulatory Sandboxes and Innovation Hubs

• Cross-Border Regulation Challenges

Module 8: The Future of RegTech

• RegTech-as-a-Service (RaaS)

• SupTech: Supervisory Technology for Regulators

• Digital Identity and Self-Sovereign ID

• ESG Reporting and Sustainable Finance

Module 9: Projects and Applications

• Design a RegTech Framework for a Fintech Startup

• Audit Automation Tool Planning

• Building a Vendor Evaluation Checklist

Module 10: RegTech Interview Questions & Answers

• Industry Concepts and Regulations

• Implementation Scenarios

• Risk and Strategy Questions

Upon successful completion, learners will receive a Certificate of Completion from Uplatz, validating their knowledge of regulatory technology, innovation in compliance, and strategic risk management. This certificate enhances your profile for roles at the intersection of law, finance, and technology.

RegTech professionals are increasingly in demand across financial institutions, consultancy firms, regulatory bodies, and technology companies. This course prepares you for roles such as:

• RegTech Analyst

• Compliance Technology Consultant

• Digital Risk Officer

• AML/KYC Operations Specialist

• Governance, Risk & Compliance (GRC) Technologist

1. What is RegTech and how does it benefit financial institutions?
   Answer: RegTech is the use of technology to simplify and automate regulatory compliance processes. It helps financial institutions reduce compliance costs, improve accuracy, ensure real-time reporting, and respond swiftly to regulatory changes.

2. What are key use cases of RegTech?
   Answer:

   • AML and KYC checks

   • Regulatory reporting automation

   • Fraud detection

   • Transaction monitoring

   • Customer identity verification

3. How does RegTech differ from FinTech?
   Answer: While FinTech focuses on transforming financial services delivery, RegTech focuses on transforming compliance and regulation. RegTech is a subset of FinTech concerned specifically with regulatory efficiency and transparency.

4. What technologies are commonly used in RegTech platforms?
   Answer:

   • AI and machine learning for anomaly detection

   • NLP for regulatory document analysis

   • Blockchain for audit trails and identity

   • RPA for repetitive compliance tasks

   • Big data for risk analytics

5. What is SupTech?
   Answer: SupTech, or Supervisory Technology, is the use of technology by regulators themselves to supervise and monitor financial institutions, detect risks, and streamline regulatory enforcement.

6. How do RegTech tools enhance AML/KYC processes?
   Answer: RegTech tools automate data collection and screening, use AI to detect suspicious patterns, enable continuous monitoring, and provide audit trails for regulatory reporting.

7. What is a regulatory sandbox?
   Answer: A regulatory sandbox is a safe testing environment created by regulators where firms can trial innovative RegTech or FinTech solutions under supervision without facing full regulatory consequences.

8. What are the main challenges in adopting RegTech?
   Answer:

   • Integration with legacy systems

   • Data privacy and security concerns

   • Regulatory fragmentation across countries

   • Vendor reliability and solution scalability

9. How is AI used in RegTech?
   Answer: AI is used to detect anomalies, score risk, interpret regulations, automate document review, and enhance fraud detection using behavioral patterns and predictive models.

10. What is the future outlook for RegTech?
    Answer: RegTech is poised to expand into ESG compliance, real-time regulatory intelligence, decentralized identity systems, and become integral to automated governance and sustainable finance.

Q1. What are the payment options?
A1. We have multiple payment options: 1) Book your course on our webiste by clicking on Buy this course button on top right of this course page 2) Pay via Invoice using any credit or debit card 3) Pay to our UK or India bank account 4) If your HR or employer is making the payment, then we can send them an invoice to pay.

Q2. Will I get certificate?
A2. Yes, you will receive course completion certificate from Uplatz confirming that you have completed this course with Uplatz. Once you complete your learning please submit this for to request for your certificate https://training.uplatz.com/certificate-request.php

Q3. How long is the course access?
A3. All our video courses comes with lifetime access. Once you purchase a video course with Uplatz you have lifetime access to the course i.e. forever. You can access your course any time via our website and/or mobile app and learn at your own convenience.

Q4. Are the videos downloadable?
A4. Video courses cannot be downloaded, but you have lifetime access to any video course you purchase on our website. You will be able to play the videos on our our website and mobile app.

Q5. Do you take exam? Do I need to pass exam? How to book exam?
A5. We do not take exam as part of the our training programs whether it is video course or live online class. These courses are professional courses and are offered to upskill and move on in the career ladder. However if there is an associated exam to the subject you are learning with us then you need to contact the relevant examination authority for booking your exam.

Q6. Can I get study material with the course?
A6. The study material might or might not be available for this course. Please note that though we strive to provide you the best materials but we cannot guarantee the exact study material that is mentioned anywhere within the lecture videos. Please submit study material request using the form https://training.uplatz.com/study-material-request.php

Q7. What is your refund policy?
A7. Please refer to our Refund policy mentioned on our website, here is the link to Uplatz refund policy https://training.uplatz.com/refund-and-cancellation-policy.php

Q8. Do you provide any discounts?
A8. We run promotions and discounts from time to time, we suggest you to register on our website so you can receive our emails related to promotions and offers.

Q9. What are overview courses?
A9. Overview courses are 1-2 hours short to help you decide if you want to go for the full course on that particular subject. Uplatz overview courses are either free or minimally charged such as GBP 1 / USD 2 / EUR 2 / INR 100

Q10. What are individual courses?
A10. Individual courses are simply our video courses available on Uplatz website and app across more than 300 technologies. Each course varies in duration from 5 hours uptop 150 hours. Check all our courses here https://training.uplatz.com/online-it-courses.php?search=individual

Q11. What are bundle courses?
A11. Bundle courses offered by Uplatz are combo of 2 or more video courses. We have Bundle up the similar technologies together in Bundles so offer you better value in pricing and give you an enhaced learning experience. Check all Bundle courses here https://training.uplatz.com/online-it-courses.php?search=bundle

Q12. What are Career Path programs?
A12. Career Path programs are our comprehensive learning package of video course. These are combined in a way by keeping in mind the career you would like to aim after doing career path program. Career path programs ranges from 100 hours to 600 hours and covers wide variety of courses for you to become an expert on those technologies. Check all Career Path Programs here https://training.uplatz.com/online-it-courses.php?career_path_courses=done

Q13. What are Learning Path programs?
A13. Learning Path programs are dedicated courses designed by SAP professionals to start and enhance their career in an SAP domain. It covers from basic to advance level of all courses across each business function. These programs are available across SAP finance, SAP Logistics, SAP HR, SAP succcessfactors, SAP Technical, SAP Sales, SAP S/4HANA and many more Check all Learning path here https://training.uplatz.com/online-it-courses.php?learning_path_courses=done

Q14. What are Premium Career tracks?
A14. Premium Career tracks are programs consisting of video courses that lead to skills required by C-suite executives such as CEO, CTO, CFO, and so on. These programs will help you gain knowledge and acumen to become a senior management executive.

Q15. How unlimited subscription works?
A15. Uplatz offers 2 types of unlimited subscription, Monthly and Yearly. Our monthly subscription give you unlimited access to our more than 300 video courses with 6000 hours of learning content. The plan renews each month. Minimum committment is for 1 year, you can cancel anytime after 1 year of enrolment. Our yearly subscription gives you unlimited access to our more than 300 video courses with 6000 hours of learning content. The plan renews every year. Minimum committment is for 1 year, you can cancel the plan anytime after 1 year. Check our monthly and yearly subscription here https://training.uplatz.com/online-it-courses.php?search=subscription

Q16. Do you provide software access with video course?
A16. Software access can be purchased seperately at an additional cost. The cost varies from course to course but is generally in between GBP 20 to GBP 40 per month.

Q17. Does your course guarantee a job?
A17. Our course is designed to provide you with a solid foundation in the subject and equip you with valuable skills. While the course is a significant step toward your career goals, its important to note that the job market can vary, and some positions might require additional certifications or experience. Remember that the job landscape is constantly evolving. We encourage you to continue learning and stay updated on industry trends even after completing the course. Many successful professionals combine formal education with ongoing self-improvement to excel in their careers. We are here to support you in your journey!

Q18. Do you provide placement services?
A18. While our course is designed to provide you with a comprehensive understanding of the subject, we currently do not offer placement services as part of the course package. Our main focus is on delivering high-quality education and equipping you with essential skills in this field. However, we understand that finding job opportunities is a crucial aspect of your career journey. We recommend exploring various avenues to enhance your job search:
a) Career Counseling: Seek guidance from career counselors who can provide personalized advice and help you tailor your job search strategy.
b) Networking: Attend industry events, workshops, and conferences to build connections with professionals in your field. Networking can often lead to job referrals and valuable insights.
c) Online Professional Network: Leverage platforms like LinkedIn, a reputable online professional network, to explore job opportunities that resonate with your skills and interests.
d) Online Job Platforms: Investigate prominent online job platforms in your region and submit applications for suitable positions considering both your prior experience and the newly acquired knowledge. e.g in UK the major job platforms are Reed, Indeed, CV library, Total Jobs, Linkedin.
While we may not offer placement services, we are here to support you in other ways. If you have any questions about the industry, job search strategies, or interview preparation, please dont hesitate to reach out. Remember that taking an active role in your job search process can lead to valuable experiences and opportunities.

Q19. How do I enrol in Uplatz video courses?
A19. To enroll, click on "Buy This Course," You will see this option at the top of the page.
a) Choose your payment method.
b) Stripe for any Credit or debit card from anywhere in the world.
c) PayPal for payments via PayPal account.
d) Choose PayUmoney if you are based in India.
e) Start learning: After payment, your course will be added to your profile in the student dashboard under "Video Courses".

Q20. How do I access my course after payment?
A20. Once you have made the payment on our website, you can access your course by clicking on the "My Courses" option in the main menu or by navigating to your profile, then the student dashboard, and finally selecting "Video Courses".

Q21. Can I get help from a tutor if I have doubts while learning from a video course?
A21. Tutor support is not available for our video course. If you believe you require assistance from a tutor, we recommend considering our live class option. Please contact our team for the most up-to-date availability. The pricing for live classes typically begins at USD 999 and may vary.